ASIC Regulations - Breach Reporting: What You Need to Know

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AFCA Stays Silent at New System Meltdown

NewsGreg Ashe

AFCA Stays Silent at New System Meltdown

With the end of July fast-approaching, many in the industry - Aggregators, Lenders, Industry Bodies etc - are already asking for confirmation that memberships have been renewed.

Will Aggregators Hit Brokers Up For Their Payroll Tax?

NewsGreg Ashe

Will Aggregators Hit Brokers Up For Their Payroll Tax?

With the recent NSW Supreme Court decision in the case between LMG and Revenue NSW, everyone in the industry is speculating about the future ramifications for the wider industry and everybody is an expert.

At QED, we don't pretend to be "experts" on...

Risk Management for Australian Credit Licensees

NewsGreg Ashe

Risk Management for Australian Credit Licensees

ASIC expects Credit Licensees to predict future events that may impact (positively or negatively) on business activities and to take appropriate actions to address the impact of these events. Under s47 of the NCCP Act, this Risk Management Programme is...

The Importance of Independent Loan File Audits

NewsGreg Ashe

The Importance of Independent Loan File Audits

With the ongoing scrutiny of the broking sector and lenders applying pressure on aggregators to ensure their ACL holders are compliant with the Responsible Lending guidelines of ASIC's Regulatory Guide 209 and the Best Interests Obligation guidelines i...

Breach Reporting: What You Need to Know

ASIC NewsGreg Ashe

Breach Reporting: What You Need to Know

Credit Licensees now have an obligation to report breaches to ASIC in certain situations. If a breach is reportable and you don't report it, you may be fined or face jail time. ASIC's Regulatory Guide 78 describes four different types of "reportable situations"...

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