• ASIC News • Liam Brown
ASIC update - Interest Only Review
ASIC's to audit individual brokers as part of its Interest Only Review.
Blog
• ASIC News • Liam Brown
Is your accreditation at risk? What ASIC wants from brokers
What is ASIC looking for in the second half of 2017?
• ASIC News • Greg Ashe: Director, QED Risk Services
What you need to know about the ASIC Supervisory Cost Recovery Levy
You may be aware that, last month, the Federal Government passed legislation that is intended to fully fund ASIC's supervisory costs. Unfortunately, the legislation is quite poorly thought out and it is impossible to accurately predict exactly wh...
• News • Greg Ashe
How Brokers Can Stay NCCP Compliant in 2017
Towards the end of 2016, QED heard ASIC talking about what we think is their next major focus - a licensee's 'General Conduct Obligations'.
Some brokers think compliance means reviewing some of their loan files every now and then. Complia...
• ASIC News • Bobby Woon, QED Risk Services Compliance Consultant
Brokers: Key findings from ASIC Report 493 Interest-Only Loans and what it means for Responsible Lending
At QED Risk Services, we have always emphasised the importance of detailed data gathering in demonstrating compliance with the Responsible Lending Obligations.
The September 2016 release of ASIC Report 493 Interest-Only Loans confirms what we have b...